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California Institute of Technology - 2016

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Graduate

Research Expenditures

Expenditures by Research Department

Total: Total number of contracts & grants Fed/Nat: Federal & National Government contracts specifically budgeted for engineering research purposes. State: State Government contracts specifically budgeted for engineering research purposes. Foreign: Foreign Goverment grants and contracts specifically budgeted for engineering research purposes.
Industry: Business and Industrial grants, contracts, and gifts used for research. Priv/Non: Grants, contracts, and gifts from private non-profit organizations (e.g. foundations) used for research. Indiv: Grants, contracts, and gifts from individuals used for research. Local: Local government grants and contracts specifically budgeted for engineering research purposes.

Dollar Amounts by External Funding Source

Engineering Department External Funding Source
Aerospace
Total#: 0 Foreign: Indiv:
Fed/Nat: $5,517,500 Industry: Priv/Non: $5,375,200
State: Local: Total Expn.: $10,892,700
Engineering Department External Funding Source
Applied Physics and Materials Science - APh
Total#: Foreign: Indiv:
Fed/Nat: $23,600,600 Industry: Priv/Non: $6,100,300
State: Local: Total Expn.: $29,700,900
Engineering Department External Funding Source
Applied Physics and Materials Science -MS
Total#: Foreign: Indiv:
Fed/Nat: Industry: Priv/Non:
State: Local: Total Expn.: $0
Engineering Department External Funding Source
Chemical Engineering
Total#: Foreign: Indiv:
Fed/Nat: $11,260,500 Industry: Priv/Non: $3,405,300
State: Local: Total Expn.: $14,665,800
Engineering Department External Funding Source
Computing and Mathematical Sciences - ACM
Total#: Foreign: Indiv:
Fed/Nat: Industry: Priv/Non:
State: Local: Total Expn.: $0
Engineering Department External Funding Source
Computing and Mathematical Sciences - CDS
Total#: Foreign: Indiv:
Fed/Nat: Industry: Priv/Non:
State: Local: Total Expn.: $0
Engineering Department External Funding Source
Computing and Mathematical Sciences - CS
Total#: Foreign: Indiv:
Fed/Nat: $6,790,400 Industry: Priv/Non: $2,340,500
State: Local: Total Expn.: $9,130,900
Engineering Department External Funding Source
Electrical Engineering - Computation & Neural Systems
Total#: Foreign: Indiv:
Fed/Nat: Industry: Priv/Non:
State: Local: Total Expn.: $0
Engineering Department External Funding Source
Electrical Engineering - Electrical
Total#: Foreign: Indiv:
Fed/Nat: $4,695,400 Industry: Priv/Non: $4,631,400
State: Local: Total Expn.: $9,326,800
Engineering Department External Funding Source
Environmental Science & Engineering
Total#: Foreign: Indiv:
Fed/Nat: $2,413,700 Industry: Priv/Non: $2,157,400
State: Local: Total Expn.: $4,571,100
Engineering Department External Funding Source
Mechanical and Civil Engineering - AM
Total#: Foreign: Indiv:
Fed/Nat: Industry: Priv/Non:
State: Local: Total Expn.: $0
Engineering Department External Funding Source
Mechanical and Civil Engineering - CE
Total#: Foreign: Indiv:
Fed/Nat: Industry: Priv/Non:
State: Local: Total Expn.: $0
Engineering Department External Funding Source
Mechanical and Civil Engineering - ME
Total#: Foreign: Indiv:
Fed/Nat: $6,110,900 Industry: Priv/Non: $2,165,900
State: Local: Total Expn.: $8,276,800
Engineering Department External Funding Source
Medical Engineering - MedE
Total#: Foreign: Indiv:
Fed/Nat: Industry: Priv/Non:
State: Local: Total Expn.: $0
Totals:
Total#: 0 Foreign: $0 Indiv: $0
Fed/Nat: $60,389,000 Industry: $0 Priv/Non: $26,176,000
State: $0 Local: $0 Total Expn.: $86,565,000

Expenditures by Research Center

Total: Total number of contracts & grants Fed/Nat: Federal & National Government contracts specifically budgeted for engineering research purposes. State: State Government contracts specifically budgeted for engineering research purposes. Foreign: Foreign Goverment grants and contracts specifically budgeted for engineering research purposes.
Industry: Business and Industrial grants, contracts, and gifts used for research. Priv/Non: Grants, contracts, and gifts from private non-profit organizations (e.g. foundations) used for research. Indiv: Grants, contracts, and gifts from individuals used for research. Local: Local government grants and contracts specifically budgeted for engineering research purposes.

Dollar Amounts by External Funding Source

Center/Lab External Funding Source
Center for Bioinspired Engineering
Total#: Foreign: Indiv:
Fed/Nat: Industry: Priv/Non: $436,463
State: Local: Total Expn.: $436,463
Center/Lab External Funding Source
Institute for Quantum Information
Total#: Foreign: Indiv:
Fed/Nat: $3,105,600 Industry: Priv/Non:
State: Local: Total Expn.: $3,105,600
Center/Lab External Funding Source
Jacobs Institute
Total#: Foreign: Indiv:
Fed/Nat: Industry: Priv/Non: $231,447
State: Local: Total Expn.: $231,447
Center/Lab External Funding Source
Joint Center for Artificial Photosynthesis
Total#: Foreign: Indiv:
Fed/Nat: $9,468,600 Industry: Priv/Non:
State: $444,900 Local: Total Expn.: $9,913,500
Center/Lab External Funding Source
Keck Institute for Space Studies
Total#: Foreign: Indiv:
Fed/Nat: Industry: Priv/Non: $1,940,377
State: Local: Total Expn.: $1,940,377
Center/Lab External Funding Source
The Kavli Nanoscience Institute of Technology (KNI)
Total#: Foreign: Indiv:
Fed/Nat: $109,400 Industry: Priv/Non: $1,221,700
State: Local: Total Expn.: $1,331,100
Center/Lab External Funding Source
The Resnick Institute for Science, Energy and Sustainability
Total#: Foreign: Indiv:
Fed/Nat: Industry: Priv/Non: $1,400,400
State: Local: Total Expn.: $1,400,400
Center/Lab External Funding Source
The Ronald and Maxine Linde Center for Global Environmental Science
Total#: Foreign: Indiv:
Fed/Nat: Industry: Priv/Non: $99,843
State: Local: Total Expn.: $99,843
Center/Lab External Funding Source
The Rosen Center for Bioengineering
Total#: Foreign: Indiv:
Fed/Nat: Industry: Priv/Non: $961,295
State: Local: Total Expn.: $961,295
Totals:
Total#: 0 Foreign: $0 Indiv: $0
Fed/Nat: $12,683,600 Industry: $0 Priv/Non: $6,291,525
State: $444,900 Local: $0 Total Expn.: $19,420,025


Grand Totals:
Total#: 0 Foreign: $0 Indiv: $0
Fed/Nat: $73,072,600 Industry: $0 Priv/Non: $32,467,525
State: $444,900 Local: $0 Total Expn.: $105,985,025

The following text was offered to each school as a guideline for the calculation of externally-funded research expenditures:

Include all expenditures associated with grants and contracts specifically budgeted for externally sponsored research and associated programs and expenditures associated with all gifts auditably used for research. Include expended funds provided by the following external sources:

  1. Federal Government
  2. State Government
  3. Foreign Governments
  4. Industry
  5. Non-Profit Organizations (e.g. foundations)
  6. Individuals
  7. Local Government

The expenditures reported should be only those funds provided by organizations, agencies, and individuals external to the institution. Cost sharing/matching funds should be included only if provided from sources external to the institution.

Only State government funds that were obtained competitively or as matching funds associated with other externally funded programs should be included. State funds that are part of the normal operating budget should not be included regardless of purpose.

For all joint or contracted projects or sub-projects, only the portion of the center research performed by faculty, staff, and students of the affiliated engineering school should be credited to that school. Expenditures for capital costs of research laboratory building construction should not be included.

Expenditures for research laboratory renovations should not be included unless the renovation funds expended came from grants and contracts expressly intended for the direct support of engineering research.

Any portion of academic year and/or summer salary for any researcher that is not derived from external research grants or contracts should not be counted.

Total #: Report total number of individual grants, not the total dollar amount of the expenditures.

Expenditures: Report actual expenditures (as opposed to authorization amounts) in U.S. dollars.

Time frame for expenditures: Report expenditures for your current fiscal year.

Research centers listed as "WITHIN an engineering department" on the Research Centers page (screen 7) of the College of Engineering Profile, will not have their expenditures added to the school's total research expenditures. Such expenditures can be included in the department total, while still being listed for the appropriate center. This allows users to list the expenditures in two areas without double-counting.